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Financial Instruments and Exchange Act
Results: 91

#	Item
51	August 30,2005 Mr. Jonathan 0.Katz Committee Management Oficer Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-10-06 12:45:08 Finance Sarbanes–Oxley Act Internal audit Audit External auditor Internal control Financial Instruments and Exchange Act Center for Audit Quality Auditing Accountancy Business
52	CSA STAFF NOTICE[removed]REVISED) : NATIONAL NUMBERING SYSTEM Référence : Non disponible February 19, [removed]The Canadian Securities Administrators (CSA) follows a system in which securities regulatory instruments are Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-11-26 11:49:02 Securities 73rd United States Congress Finance Canadian law Investment Securities Act Canadian securities regulation Prospectus Financial market Financial economics United States securities law United States Securities and Exchange Commission
53	Incoming Letter: GlenRose Instruments Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-27 17:49:18 73rd United States Congress Finance Financial regulation Stock market Financial economics Securities Act Securities Exchange Act Form 10-K Security SEC filings United States Securities and Exchange Commission United States securities law
54	Click here to write Company Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-28 16:53:11 Economy of Europe OMX Financial markets Finance United States Securities and Exchange Commission Multilateral Trading Facility Markets in Financial Instruments Directive NASDAQ Securities Exchange Act Financial economics Investment Stock market
55	Mitsubishi Corporation FINANCIAL SECTION < FOR THE YEAR ENDED MARCH 2014 > Management Internal Control Report (Translation) Management Internal Control Report(Translation) NOTE TO READERS: Following is an English tra Add to Reading List Source URL: www.mitsubishicorp.com Language: English Management Entity-level controls Materiality Internal control Audit Financial Instruments and Exchange Act Business process Financial statement SOX 404 top–down risk assessment Auditing Accountancy Business
56	J-SOX FLASH REPORT The FSA Issues Revised Standards for Management Assessments and Audits of Effectiveness of Internal Control over Financial Reporting May 12, 2011 Note: The information contained in this Flash Report is Add to Reading List Source URL: www.protiviti.co.uk Language: English - Date: 2013-07-03 18:04:11 Business Audit Internal audit Materiality Entity-level controls Internal control Financial Instruments and Exchange Act Protiviti Information technology audit process Auditing Accountancy Risk
57	POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS Policy Reformulation Table of Concordance To assist market participants in identifying the status of instruments that existed before the Policy Reform Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-07-15 12:06:19 Securities United States Securities and Exchange Commission Stock market United States securities law Prospectus Securities Act Ontario Securities Commission Canadian securities regulation Securities regulation in the United States Financial economics Investment Finance
58	Disclaimer: This document is a translation of the Japanese original. The Japanese original has been disclosed in Japan in accordance with Japanese accounting standards and the Financial Instruments and Exchange Act. This Add to Reading List Source URL: www.nisshin.com Language: English - Date: 2013-09-27 06:13:03 Kao Corporation Nissin Foods Food and drink Nisshin Seifun Group Flour
59	EUROPEAN COMMISSION Brussels, [removed]C[removed]final Add to Reading List Source URL: reaction.orrick.com Language: English - Date: 2014-04-25 14:07:33 United States securities law Finance 73rd United States Congress United States Securities and Exchange Commission Prospectus Securities Security Securities Act Markets in Financial Instruments Directive Stock market Financial economics Investment
60	Mitsubishi Corporation FINANCIAL SECTION < FOR THE YEAR ENDED MARCH 2014 > Supplementary Explanation Supplementary Explanation Internal Controls Over Financial Reporting in Japan Add to Reading List Source URL: www.mitsubishicorp.com Language: English Finance Financial Instruments and Exchange Act Audit Internal control Financial statement SOX 404 top–down risk assessment Entity-level controls Auditing Accountancy Business

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